Sounds like a boring title so I don't blame you if you want to skip this one, but of course I hope not! Tomorrow is Thanksgiving here in the US. A uniquely American holiday as I have written in the past here and here. But few...
I was honored Thursday to speak on a panel at the SEC's annual small business capital formation forum. I also co-moderated a breakout session developing recommendations to improve regulation of smaller reporting companies. My talk on the panel provided an update on Regulation A+ and...
Somewhat lost in the shock of President-elect Trump's win yesterday was some great success in 8 states voting on medical or recreational cannabis legalization. Only Arizona turned down their proposition on recreational pot. But Massachusetts, California and Nevada all approved allowing recreational use by adults....
Today I'm attending the Practising Law Institute's Securities Regulation Institute, the annual educational gathering of mostly big law firm securities lawyers. Keith Higgins, the SEC's very capable head of Corporation Finance, disclosed some interesting stats on how Regulation A+ is going. So far, since the new...